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Dispute Resolution & Arbitration Archives

FINRA Fines Merrill Lynch $1 Million for Pursuing Claims Against Employees in Court

By Carmel Mushin on February 10, 2012
Category: Dispute Resolution & Arbitration
Tags: Arbitration, FINRA, Financial Services Employees

Judge Wood Denies Second Motion Seeking Arbitration of Class and Collective Action Wage and Hour Claims

By Cyrus Dugger on January 26, 2012
Category: Class Actions
Tags: Class Actions, Collective Actions, Dispute Resolution & Arbitration, Wages & Overtime

FINRA Awards Broker Over $3 Million in Damages in Defamation Case

By Laurence Moy on January 26, 2012
Category: Dispute Resolution & Arbitration
Tags: Arbitration, Defamation, FINRA

FINRA Proposes Rule Change Precluding Collective Actions

By Jennifer Liu on January 22, 2012
Category: Dispute Resolution & Arbitration
Tags: ADEA, Arbitration, Collective Actions, Equal Pay Act, FLSA, Financial Services Employees

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